CDE 10 - Reporting Overview
Message Based Reporting
The CSP will enable report enquiries and output relating to ‘active state’ (e.g. settlement instructions, holders or holdings) via ISO20022, ledger API and web browser.
Output provided by the CSP is restricted to that which the requesting participant is authorised to access.
End of Day Reports
The following reports will be generated and disseminated on an unsolicited basis, at the end of day.
Report Type | Message Reference | Recipient |
|---|---|---|
Issuer (Registry) | ||
Issuer (Registry) | ||
Issuer (Registry) | ||
Issuer (Registry) | ||
Issuer (Registry) | ||
Clearing and/or Settlement Participant |
Demand Reports
The following reports may be requested for delivery on an ad-hoc basis.
Report Type | Request Message Reference | Report Message Reference | Requesting Party |
|---|---|---|---|
Participant / Issuer (Registry) / Warrant Issuer’s Agent | |||
Participant | |||
Participant / Issuer (Registry) | |||
Issuer (Registry) | |||
Issuer (Registry) | |||
Participant / Issuer (Registry) | |||
Participant | |||
Settlement Participant | |||
Demand CHESS Statement (Email/Mail) | Participant |
*Replaces the CHESS Holding Details (HLD) and Holding Registration Details (HRD) Demand Reports
**The Counterparty Funds Balance (CFBL) report is generated end of day
Demand Report Generation
Current CHESS behaviour applies to the generation of Demand Reports in the CSP. For example, a Reporting Request (rptg_601) or an Account Notification Reporting Request (rptg_602) will be rejected on the basis of the following attributes:
As At Date element = (blank)
Security Code = BHP
Account Identifier (HIN) element = ALL
The CSP will process demand report requests immediately with the exception of requests that include an As At Date or Start and End Date parameter containing the current business date. These demand report requests will be processed at the end of day.
Demand Report Parameters
Available parameters are listed on the process page for each report type.
If a report parameter is not specified, the CSP will use the following defaults:
Reporting Parameter | Default |
|---|---|
Account Identifier (HIN) | No default value is returned. This field must be populated with a valid Account Identifier (HIN) / ‘ALL’ or the report request will be rejected. 'ALL' must not be populated when requesting an Obligation Status Report or Demand Statement Request. |
Security Code | All financial products held by a selected holder (that the requesting participant is authorised to view). |
As At Date | Empty (no value) resulting in current balances at the time of the request. |
Start Date | No default value is returned. This field must be populated with a valid business date or the report request will be rejected. |
End Date | No default value is returned. This field must be populated with a valid business date or the report request will be rejected. |
Subposition Type | All constituent balances of the Total Balance held on an Account (that the requesting participant is authorised to view). |
Corporate Action Event Id | All current CEB balances or movements for the selected Corporate Action Event Id. |
Corporate Action Type | All current corporate actions for the selected financial products (refer to Basis of Movement). |
Ex Date | All current corporate actions with the specified ex date for the selected financial products. |
Movement Type | No default value is returned. This field must be populated with a valid Movement Type / All Obligation Types (ALLT) or the report request will be rejected. |
End of Report Notification
For each end of day report and demand report produced, an End of Report Notification will be generated to notify the report recipient or requesting participant that no further messages should be expected for a report.
Where an end of day report or a demand report does not produce any output, the report recipient or requesting participant will receive an End of Report Notification with a zero report entry count.
End of Overnight Reporting Notification
Once all end of day reports, demand reports (run at end of day), and corresponding End of Report Notifications have been generated and made available to the report recipient or requesting participant, then an End of Overnight Reporting Notification will be sent to all CSP participants.
Projected Funds Obligation
The CSP will generate a minimum of 2 notifications to Payment Providers for the current days batch settlement cycle. These notifications, detailed in the Projected Funds Obligation Process, will advise Payment Providers of:
The net funds obligation for each of their Payment Facilities; and
The total funds obligation (across all of their Payment Facilities).
Daily Interest Earned and Collateral Statement Report
The Daily Interest Earned and Collateral Statement Reports are made available via FTP to Clearing Participants each business day.
Refer to Daily Interest Earned Report and Daily Collateral Statement Report for further information.
AMO Report
The AMO Security Details report notifies an Approved Market Operator (AMO) of specific security details for their own listed securities. Refer to AMO Security Details Report for further information.
Netting and Settlement Reconciliation Reporting
Netted Obligation Report
Refer to Netted Obligation Report (NNDP) for further information.
Obligation Status Report
Refer to Obligation Status (OBLG) for further information.
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