ITE1 Self-Service Investor Data and Foreign Tax Status Advice

Table of Contents


Overview

The Self-Service Investor Data and Foreign Tax Status Advice Tool is provided to the Issuer (Registries) to act as a Participant via upload of a configurable CSV file, which will be consumed and validated by the CSP.

By updating the field details of an Investor Data and Foreign Tax Status Details (acct_012) message in the CSV file, developers are able to perform different account management test scenarios.

This service allows developers to submit a fixed CSV file containing the account management information using a cURL command to a REST endpoint.

The REST endpoint translates the CSV file to a ISO XML message (Investor Data and Foreign Tax Status Details (acct_012)) which is then submitted to the CSP.

The Self-Service Tool will be provided to the Issuer (Registries) to act as a Participant to receive an Investor Data and Foreign Tax Status Advice (acct_012) for a TFN that was added.

On success the related Issuer (Registry) will receive an Investor Data and Foreign Tax Status Advice (acct_012) for a TFN that was added.

If the CSV submitted by the Issuer (Registry) acting as a Participant is invalid due to errors in the business validity, an Invalid Transaction (comm_808) is received.

If the CSV submitted by the Issuer (Registry) acting as a Participant is invalid due to errors in the file format or schema validity, a rejection from the Self-Service Tool is received. 

These responses are delivered to the REST endpoint, where it is converted to a JSON response

The sample below is provided as a reference; additional information on the column names and elements present in the CSV can be found on the Investor Data functional specification.

Sample Template

The file below contains a Excel file template which is used to build the CSV submitting to the cURL. 

When populating the CSV, the developer is required to ensure:

  • The message includes the appropriate fields as populated in the attached template; and
  • Supplied dates are valid business dates.
 Download Sample Data

CSV files submitted to the CSP must be encoded in UTF-8 not UTF-8-BOM. For further details refer here.

Self-Service Investor Data and Foreign Tax Status Advice.zip

Connection details

Prior to establishing connection to the ITE1, the Issuer (Registry) acting as a Participant will need to generate and submit a Certificate Signing Request and acquire the ASX root / issuing CA public key (instructions are available on the FTP). The Issuer (Registry) acting as a Participant is also required to populate the CSV sample file above.

CSV files submitted to the CSP must be encoded in UTF-8 not UTF-8-BOM. For further details refer here.

The below code snippet demonstrates how to establish connection to the Self-Service Tool:

Self Service Tool
curl
    // Verbose output
    -v
                 
    // Informs recipients that the client is about to send a message body in this request and wishes to receive a 100 (continue) interim response
    -H "Expect: 100-continue"

    // ASX’s CA’s public keys in pem format
    --cacert /c/path/to/file.pem
                
    // File containing the certificate of the client machine
    --cert /c/path/to/file.cer
     
    // Private key of the client certificate provided in cert option
    --key /c/path/to/file.key
             
    // The URL of the Self-Service Tool
    "https://ite1-test-tool.asx.com.au:5000/xmlIngest/acct012" 
                 
    // Header option to accept json format (not the same as the CSV file)
    -H "accept: application/json"
                 
    // Header option to tell curl command that it will be form-data in other words file as input
    -H "Content-Type: multipart/form-data"
                 
    // The input CSV file to be sent as part of the request
    -F "file=@/c/path/to/file.csv"

In the above code fragment:  

  • URL: The URL for the Self-Service Tool is ite1-test-tool.asx.com.au. The local host DNS needs to be reconfigured to 203.4.179.146 to ensure correct routing.  
  • Port: The port number exposed for the Self-Service Tool.




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This document provides general information only. ASX Limited (ABN 98 008 624 691) and its related bodies corporate (“ASX”) makes no representation or warranty with respect to the accuracy, reliability or completeness of the information. To the extent permitted by law, ASX and its employees, officers and contractors shall not be liable for any loss or damage arising in any way (including by way of negligence) from or in connection with any information provided or omitted or from anyone acting or refraining to act in reliance on this information.

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