Unilateral Settlement Instruction Overview

Table of Contents

Unilateral Settlement Instruction

Holding Transfer Traits

ASX Workflow NameISO Message NameSettlement MethodSettlement OccursMatchingCancel PermittedUpdate PermittedLockingHousekeeping
Unilateral Settlement InstructionSettlement Instruction RequestFoP

On Settlement Date

  • In Batch
NoYesNo

Optional

  • On Request
  • Settlement Lock
n/a


Transfer Description

Transfer
Description
Unilateral Settlement InstructionA request to transfer securities, during the nominated Batch Settlement Cycle, FoP, between two Accounts (HINs), controlled by a single Participant.

When the Participant is a Settlement Participant (Broker) the Unilateral Scheduled Settlement Instruction must include the Trust Amount associated with the client contract. Refer to Trust Amount page for more information.

Permitted Account (HIN) Holding Transfers

The following table depicts which Accounts (HINs), holdings can be transferred between, with a Unilateral Settlement Instruction by a Market Settlement Participant. There are no restrictions for a Non-Market Settlement Participant.

Delivering Account (HIN)

 Receiving Account (HIN)


Direct

Sponsored

Settlement Entrepot

Accumulation Entrepot

Direct

Sponsored

Settlement Entrepot

Accumulation Entrepot



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