ISO 20022 Messaging - MC - Class Merger

Table of Contents

About

For more information, see the Class Merger Process Functional Specification.

Related messages and message flow

admn_852_DRAFT2reda_007 - Applied Code Change

EISMessage IDISO 20022 base messageMessage TypeMessage DescriptionSenderReceiverPre-requisitesRequirements that include this message
430admn_852DRAFT2reda_007Request

To notify a Registry that a security code change has been effected as a result of corporate action processing. All holdings on the CSP subregister in the old security code have been changed to the new security code. Any Registry to CSP movements in the old security code that are awaiting authorisation by the Registry have been changed to the new security code.

To notify a third party that a security code change has been effected as a result of corporate action processing. All subpositions held for CSP holdings in the old security code have been changed to the new security code. Any requests to reduce subpositions that are awaiting authorisation by the third party have been changed to the new security code.

CSPIssuer (Registry) and Third PartyChange of a security code due to a change of Issuer name or as part of a corporate action.

hold_226_seev_036 - Holding Adjustment Notification

EISMessage IDISO 20022 base messageMessage TypeMessage DescriptionSenderReceiverPre-requisitesRequirements that include this message

018

022

034

050

421

425

732

733

hold_226seev_036Notification

A submission from the Issuer (Registry) to the CSP instructing an adjustment of Holdings on an account;

A submission from the CSP to the Participant advising that a 'Holding Adjustment' has been effected; 

A submission from the CSP to the Participant advising that a 'Corporate Action Related Transfer' has been effected; or

A notification from the CSP to the Participant advising of a Security Code Change relating to any pending Issuer to Participant Transfers or Conversions.

Issuer (Registry), CSPCSP, Participant

None

hold_228_semt_002 - Securities Balance Report

EISMessage IDISO 20022 base messageMessage TypeMessage DescriptionSenderReceiverPre-requisitesRequirements that include this message

082

204

206

512

hold_228semt_002Notification

A report from the CSP to the Participant advising the securities balance on the account.

CSP

Participant

Issuer (Registry)

  • Receipt of a hold_226 Holding Adjustment Notification
  • Receipt of ‘Holding Administration Lock’ request from ASX Operations.

sett_139_sese_032 - Adjusted Settlement Instruction

EISMessage IDISO 20022 base messageMessage TypeMessage DescriptionSenderReceiverPre-requisitesRequirements that include this message
128sett_139sese_032Instruction

A notification from CSP to a Participant that a scheduled settlement instruction has been adjusted.

CSPParticipant

Application of a diary adjustment to a scheduled settlement instruction; or

Rescheduled component of a partially settled obligation during scheduled batch settlement; or

Rescheduled component of a fully failed NRIN during scheduled batch settlement.

Message flow diagrams

Class Merger Process

Usage Guidelines

MyStandards


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