ISO 20022 Messaging - MC - Investor Data

Created by ASX3
Last updated: Feb 27, 2022 by ASX1

Table of Contents

About

For more information, see the Investor Data Functional Specification.

Related messages and message flow

acct_002_acmt_002 - Account Notification

EIS

Message ID

ISO 20022 base message

Message Type

Message Description

Sender

Receiver

Pre-requisites

Requirements that include this message

202

220

512

546

692

acct_002

acmt_002

Notification

A report from the CSP to Participant or Issuer (Registry), Bid Offeror or Product Issuer Settlement Participant (PISP) advising the account details.

CSP

Participant, Issuer (Registry), Bid Offeror, Product Issuer Settlement Participant (PISP)

When message is sent to the Participant:

  1. Account and Holder creation request (acct_001)

  2. Account and/or Holder modification Instruction (acct_003)

  3. Housekeeping of registration identifiers and associated holders

  4. Successful change of Controlling Participant

  5. ASX initiated Account type change.

When message is sent to the Issuer:

  1. Account modification when the account has a holding balance

  2. Creation of a new holding balance

  3. Reduction of an existing holding balance to a zero holding balance

  4. Registration details to facilitate transactions (i.e. Issuer Sponsored Transfers and Conversions, SRN Enquiry etc.)


acct_012_acmt_003 - Investor Data and Foreign Tax Status Details 

EISMessage IDISO 20022 base messageMessage TypeMessage DescriptionSenderReceiverPre-requisitesRequirements that include this message

533

534

735

736

737

738

acct_012acmt_003Instruction

An update from Participant to CSP, to convey the investor details and foreign tax status of Account to a PISP or Issuer (via the Registry) to allow the fund issuer to meet FATCA and CRS regulatory obligations.

The same message is then passed on to the PISP or Issuer (via the Registry).

Participant, CSPCSP, PISP, Issuer (Registry)N/A

acct_013_acmt_003 - Bank Account Notification

EISMessage IDISO 20022 base messageMessage TypeMessage DescriptionSenderReceiverPre-requisitesRequirements that include this message

757

760

863

864

acct_013acmt_003Notification

To advise an Issuer (Registry) of bank account details for a participant controlled holder.

Participant; CSPCSP; Issuer (Registry)N/A

acct_018_acmt_006 - Account Modification Instruction Acknowledgement

EISMessage IDISO 20022 base messageMessage TypeMessage DescriptionSenderReceiverPre-requisitesRequirements that include this message

218

536

720

740

758

759

761

762

764

766

860

865

866

867

acct_018acmt_006Acknowledgement

An advice:

  • from the CSP to Participant acknowledging the acceptance of Account Modification Instruction; or
  • from the Issuer (via the Registry) to the CSP accepting or rejecting a Bank Account Notification. The acceptance/rejection is then passed on to the Participant.
CSP, Issuer (Registry)Participant, CSP, Issuer (Registry)

Receipt of:

  • Account Modification Instruction (acct_003) from the Participant;
  • Investor Data and Foreign Tax Status Details (acct_012); or
  • Bank Account Notification (acct_013).


Message flow diagrams

Investor Data - Maintenance

Investor Data - Initial mFund Application

Bank Account Update/Delete

Usage Guidelines

MyStandards


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