Holding Net Movement (HMVT)

Holding Net Movement (HMVT) Report Summary

Holding Net Movement (HMVT) Report Process Flow

Holding Net Movement (HMVT) Report Process

Step

Description

Party

Recipient

Message Reference

Step

Description

Party

Recipient

Message Reference

1

The Issuer (Registry) populates the Reporting Request (Holding Net Movement), with the following:

  1. Mandatory ISO 20022 elements defined in the Message Usage Guidelines;

  2. Optional ISO 20022 elements defined in the Message Usage Guidelines where applicable to the request; and

  3. Related ASX business values and rules applicable to the request.

The Issuer (Registry) sends the Reporting Request to the CSP, requesting the generation of a Net Holding Movement Report (Holding Net Movement).

Issuer (Registry)

CSP

Reporting Request (rptg_601)

2

The CSP validates the Reporting Request (Holding Net Movement) against the schema and business validation rules.

If the Report Request is schema and business valid, then refer to Step 3.

If the Report Request is not schema or business valid, then refer to Step 10; "On Fail".

CSP

-

-

3

The CSP sends a Transaction Acknowledgement Advice to the Issuer (Registry).

CSP

Issuer (Registry)

Transaction Acknowledgement Advice (comm_809)

4

The CSP determines when to generate the requested report.

If the Report Request Start and End Date parameters are specified and include the current business date, the demand report will be generated at the end of day. Then, refer to Step 5; “End of Day Report Generation“.

If the Report Request Start and End Date parameters are not specified or are specified but do not include the current business date, the demand report will be generated immediately. Then, refer to Step 6; “Report Generation“.

CSP

-

-

End of Day Report Generation

 

5

The End of Day process is triggered to perform report generation.

CSP

-

-

6

The CSP validates the Reporting Request (Holding Net Movement) against the business validation rules.

If the Report Request is business valid, then refer to Step 7; “Report Generation”.

If the Report Request is not business valid, then refer to Step 10; "On Fail".

CSP

-

-

Report Generation

 

7

The CSP generates the Net Holding Movement Report (Holding Net Movement).

CSP

-

-

8

The CSP sends the Net Holding Movement Report (Holding Net Movement) to the Issuer (Registry).

CSP

Issuer (Registry)

Net Holding Movement Report (rptg_605)

9

The CSP sends an End of Report notification to the Issuer (Registry), indicating the generation of the requested report is complete.

CSP

Issuer (Registry)

End of Report (rptg_607)

On Fail

 

10

If the Reporting Request (Holding Net Movement) fails schema or business validation, the CSP will send the Issuer (Registry):

  • An invalid Transaction Notification with the relevant error code for schema failure; or

  • A rejected Transaction for business validation failure.

CSP

Issuer (Registry)

Invalid Transaction Notification (comm_807)

Rejected Transaction (comm_808)

Business Values and Rules

Reporting Request (Holding Net Movement)

The Issuer (Registry) sends the Reporting Request to the CSP, requesting the generation of a Net Holding Movement Report (Holding Net Movement).

ASX Element Name

ISO20022 Element Name

Guidelines

ASX Element Name

ISO20022 Element Name

Guidelines

Transaction Id

Statement Requested / Number / Proprietary Number

The unique identifier of the Holding Balance Report Request. Further details of Transaction Identifications are detailed here.

Report Type

Statement Identification

Identifies the type of report being requested. In this case, Holding Net Movement (HMVT) must be populated.

Account Identifier (HIN)

Safekeeping Account / Identification

Identifies the Account (HIN) for which a Holding Balance Report is requested. If populated with 'ALL' then the reporting request applies to all Account (HINs) the requesting Issuer (Registry) is authorised to view.

Security Code

Financial Instrument Identification

Identifies the Financial Product for which a Holding Net Movement on the selected Account (HIN) is requested.

Either a Security Code and/or an ISIN may be provided. A value must be provided when the report is requested for ‘ALL’ Account (HINs). Where it is not populated then the Holding Net Movements will be returned for all financial products for the selected Account (HIN) that the requesting Issuer (Registry) is authorised to view.

Further details of Security Code and ISIN are detailed here.

Start Date

Statement Period / From Date To Date / From Date

Provides the capability to request all net movements in the holding balance on the selected Account (HIN) that occur on or after the specified date. An End Date must also be present.

End Date

Statement Period / From Date To Date / To Date

Provides the capability to request all net movements in the holding balance on the selected Account (HIN) that occur on or before the specified date. A Start Date must also be present.

Transaction Acknowledgement Advice

The CSP sends a Transaction Acknowledgement Advice to the Issuer (Registry).

ASX Element Name

ISO20022 Element Name

Guidelines

ASX Element Name

ISO20022 Element Name

Guidelines

Transaction Id

Related Reference / Reference

Indicates the Transaction Id provided on the Reporting Request. Further details of Transaction Identifications are detailed here.

Status Code

Status Code

Indicates the status of the Reporting Request. In this case, Accepted (ACCP) will be present.

Net Holding Movement Report (Holding Net Movement)

The CSP sends the Net Holding Movement Report (Holding Net Movement) to the Issuer (Registry).

ASX Element Name

ISO20022 Element Name

Guidelines

ASX Element Name

ISO20022 Element Name

Guidelines

Pagination

Pagination / Page Number
Pagination / Last Page Indicator

Indicates the page number of the message (within a report) and continuation indicator to indicate that the report is to continue or that the message is the last page of the report. When multiple pages do not apply Page Number (PgNb) is populated with ‘1' and Last Page Indicator (LastPgInd) is populated with 'true’. Further details regarding Pagination are detailed here.

Transaction Id

Query Reference

Indicates the Transaction Id provided on the Reporting Request. Further details of Transaction Identifications are detailed here.

Report Type

Statement Identification

Indicates the type of report generated. In this case, Holding Net Movement (HMVT) will be populated.

Start Date

Statement Period / From Date To Date / From Date

Indicates that the report contains net movements in holding balance that have occurred on or after this date.

End Date

Statement Period / From Date To Date / To Date

Indicates that the report contains net movements in holding balance that have occurred on or before this date.

Frequency

Frequency

Indicates how the report request was processed. In this case, it will be populated with Ad-hoc (ADHO).

Account Identifier (HIN)

Safekeeping Account / Identifier

Indicates Account (HIN) the net movement in holding balance pertains to. If the Holding Net Movement Report was requested for ‘ALL’ Account (HINs), it will be populated with the fixed value 'NONREF' as Account (HIN) will be part of the repeating group.

The following information will be repeated for each Account (HIN), Financial Product and Date that a Net Movement in Holding Balance is reported.

Security Code

Financial Instrument Identification

Indicates the Financial Product for which the Holding Net Movement is being reported. Both Security Code and ISIN will always be present on the Holding Net Movement Report. Further details of Security Code and ISIN are detailed here

If the Financial Product has an APIR Code, then it will be provided. 

Closing Balance

Closing Balance / Final / Quantity / Unit

Indicates the total balance of the financial product on the Account (HIN) as at the end of day for the date of the reported net movement.

The following information will be repeated for each Movement Type.

Movement Type

Transaction / Transaction Details / Transaction Activity / Proprietary / Identification

Indicates the type of net movement. The below fields will be populated:

  • Net Offs (NTOF), the aggregate of all movements from an Account (HIN) including movements between Account (HINs) and to the Issuer (Registry);

  • Net Ons (NTON), the aggregate of all movements to an Account (HIN) including movements between Account (HINs) and from the Issuer (Registry);

  • Movement From Registry (FRRG), the aggregate of all movements from the Issuer (Registry); or

  • Movement To Registry (TORG), the aggregate of all movements to the Issuer (Registry).

If there is at least one guaranteed foreign movement, then all of the below fields will be populated.

  • Guaranteed Foreign Net Offs (GFOF);

  • Guaranteed Foreign Net Ons (GFON);

  • Guaranteed Foreign Movement from Registry (GFFR); or

  • Guaranteed Foreign Movement to Registry (GFTR).

Unit Quantity

Transaction / Transaction Details / Posting Quantity / Quantity

Indicates the total number of units of the financial product moved onto or from the Account (HIN) that pertains to the Movement Type.

Date

Transaction / Transaction Details / Effective Settlement Date / Date

Indicates the date that the net movement of the holding balance reported has occurred.

Account Identifier (HIN)

Transaction / Transaction Details / Transaction Additional Details

Indicates the Account (HIN) the net movement in holding balance pertains to.

End of Report

The CSP sends an End of Report notification to the Issuer (Registry), indicating the generation of the requested report is complete.

ASX Element Name

ISO20022 Element Name

Guidelines

ASX Element Name

ISO20022 Element Name

Guidelines

Report Type

Report Identification

Indicates the type of report generated. In this case, Holding Net Movement (HMVT) will be populated.

Event Type

Notice Type

Indicates the reporting request has been processed to completion. In this case, End of Report (ENRE) will be present.

Transaction Id

Query Reference

The Transaction Id of the Reporting Request this notification pertains to.

Report Entries Count

Supplementary Data / Additional Report Parameters / Report Entries Count

Indicates the number of repeating group entries per report with the same Transaction Id. In this case, an entry will exist for each Account (HIN), Financial Product and Date where a net movement in holding balance is reported.