Total Cum Entitlement Balance (TCEB)
Total Cum Entitlement Balance (TCEB) Report Summary
Total Cum Entitlement Balance (TCEB) Report Process Flow
Total Cum Entitlement Balance (TCEB) Report Process
1 | The End of Day process is triggered to generate the Holding Balance Report (Total Cum Entitlement Balance). | CSP | - | - |
2 | The CSP generates the Holding Balance Report (Total Cum Entitlement Balance). | CSP | - | - |
3 | The CSP sends the Holding Balance Report (Total Cum Entitlement Balance) to the Issuer (Registry). | CSP | Issuer (Registry) | |
4 | The CSP sends an End of Report notification to the Issuer (Registry), indicating the generation of the report is complete. | CSP | Issuer (Registry) |
Business Values and Rules
Holding Balance Report (Total Cum Entitlement Balance)
The CSP sends the Holding Balance Report (Total Cum Entitlement Balance) to the Issuer (Registry) containing the Total Cum Entitlement Balance for a specific corporate action.
Pagination | Pagination / Page Number | Indicates the page number of the message (within a report) and continuation indicator to indicate that the report is to continue or that the message is the last page of the report. In this case, multiple pages do not apply, and hence Page Number (PgNb) is populated with ‘1' and Last Page Indicator (LastPgInd) is populated with 'true’. Further details regarding Pagination are detailed here. |
Transaction Id | Query Reference | The unique identifier of the report generated by the CSP. Further details of Transaction Identifications are detailed here. |
Report Type | Statement Identification | Indicates the type of report generated. In this case, Total Cum Entitlement Balance (TCEB) will be populated. |
Date | Statement Date Time / Date | Indicates the date for which the report is generated. |
Frequency | Frequency | Indicates the report has been generated by a scheduled end of day process. In this case, it will be populated with End of Day (EDAY). |
Advice Reason | Statement Basis | Indicates the reason for the transmission of information. In this case, it will be populated with Reporting (RPTG). |
Account Identifier (HIN) | Safekeeping Account / Identifier | The Total Cum Entitlement Balance Report will not return balances at Account (HIN) level. In this case, the fixed value 'NONREF' will be present. |
Security Code | Financial Instrument Identification | Indicates the Financial Product for which the Total Cum Entitlement Balance is being reported. Both Security Code and ISIN will always be present on the Holding Balance Report. Further details of Security Code and ISIN are detailed here. If the Financial Product has an APIR Code, then it will be provided. |
Unit Quantity | Aggregate Balance / Quantity | Indicates the total of all cum entitlement balances held on the CSP subregister for the corporate action. |
Account Identifier (HIN) | Holding Additional Details | The Total Cum Entitlement Balance Report will not return balances at Account (HIN) level. In this case, the fixed value 'NONREF' will be present. |
Corporate Action Event | Financial Instrument Attributes / Financial Instrument Attribute Additional Details | Indicates the corporate action for which the balance is being reported. The value provided is a concatenation of the following:
The value will be constructed as: “<Corporate Action Event Id>|<Corporate Action Type>|<Ex Date>". |
End of Report
The CSP sends an End of Report notification to the Issuer (Registry), indicating the generation of the report is complete.
Report Type | Report Identification | Indicates the type of report generated. In this case, Total Cum Entitlement Balance (TCEB) will be populated. |
Event Type | Notice Type | Indicates the report has been generated to completion and the resulting report output has been sent to the recipient. In this case, End of Report (ENRE) will be present. |
Transaction Id | Query Reference | The Transaction Id of the report this notification is being sent for. |
Security Code | Supplementary Data / Additional Report Parameters / Financial Instrument Identification | Indicates the Financial Product for which the Total Cum Entitlement Balance is being reported. Both Security Code and ISIN will always be present on the Holding Balance Report. Further details of Security Code and ISIN are detailed here. If the Financial Product has an APIR Code, then it will be provided. |
Corporate Action Event | Supplementary Data / Additional Report Parameters / Corporate Action Event | Indicates the corporate action for which the balance is being reported. The value provided is a concatenation of the following:
The value will be constructed as: “<Corporate Action Event Id>|<Corporate Action Type>|<Ex Date>". |
Report Entries Count | Supplementary Data / Additional Report Parameters / Report Entries Count | Indicates the number of repeating group entries per report with the same Transaction Id. In this case '1' will be present. |