Total Cum Entitlement Balance (TCEB)

Total Cum Entitlement Balance (TCEB) Report Summary

Total Cum Entitlement Balance (TCEB) Report Process Flow

Total Cum Entitlement Balance (TCEB) Report Process

Step

Description

Party

Recipient

Message Reference

Step

Description

Party

Recipient

Message Reference

1

The End of Day process is triggered to generate the Holding Balance Report (Total Cum Entitlement Balance).

CSP

-

-

2

The CSP generates the Holding Balance Report (Total Cum Entitlement Balance).

CSP

-

-

3

The CSP sends the Holding Balance Report (Total Cum Entitlement Balance) to the Issuer (Registry).

CSP

Issuer (Registry)

Holding Balance Report (rptg_604)

4

The CSP sends an End of Report notification to the Issuer (Registry), indicating the generation of the report is complete.

CSP

Issuer (Registry)

End of Report (rptg_607)

Business Values and Rules

Holding Balance Report (Total Cum Entitlement Balance)

The CSP sends the Holding Balance Report (Total Cum Entitlement Balance) to the Issuer (Registry) containing the Total Cum Entitlement Balance for a specific corporate action.

ASX Element Name

ISO20022 Element Name

Guidelines

ASX Element Name

ISO20022 Element Name

Guidelines

Pagination

Pagination / Page Number
Pagination / Last Page Indicator

Indicates the page number of the message (within a report) and continuation indicator to indicate that the report is to continue or that the message is the last page of the report. In this case, multiple pages do not apply, and hence Page Number (PgNb) is populated with ‘1' and Last Page Indicator (LastPgInd) is populated with 'true’. Further details regarding Pagination are detailed here.

Transaction Id

Query Reference

The unique identifier of the report generated by the CSP. Further details of Transaction Identifications are detailed here.

Report Type

Statement Identification

Indicates the type of report generated. In this case, Total Cum Entitlement Balance (TCEB) will be populated.

Date

Statement Date Time / Date

Indicates the date for which the report is generated.

Frequency

Frequency

Indicates the report has been generated by a scheduled end of day process. In this case, it will be populated with End of Day (EDAY).

Advice Reason

Statement Basis

Indicates the reason for the transmission of information. In this case, it will be populated with Reporting (RPTG).

Account Identifier (HIN)

Safekeeping Account / Identifier

The Total Cum Entitlement Balance Report will not return balances at Account (HIN) level. In this case, the fixed value 'NONREF' will be present.

Security Code

Financial Instrument Identification

Indicates the Financial Product for which the Total Cum Entitlement Balance is being reported. Both Security Code and ISIN will always be present on the Holding Balance Report. Further details of Security Code and ISIN are detailed here

If the Financial Product has an APIR Code, then it will be provided. 

Unit Quantity

Aggregate Balance / Quantity

Indicates the total of all cum entitlement balances held on the CSP subregister for the corporate action.

Account Identifier (HIN)

Holding Additional Details

The Total Cum Entitlement Balance Report will not return balances at Account (HIN) level. In this case, the fixed value 'NONREF' will be present.

Corporate Action Event

Financial Instrument Attributes / Financial Instrument Attribute Additional Details

Indicates the corporate action for which the balance is being reported. The value provided is a concatenation of the following:

  • Corporate Action Event Id - the unique numeric identifier of the corporate action;

  • Corporate Action Type - a code beginning with “C” present in the Proprietary Code List (BasisOfMovementCode) that indicates the type of corporate action; and

  • The Ex Date of the corporate action.

The value will be constructed as: “<Corporate Action Event Id>|<Corporate Action Type>|<Ex Date>".

End of Report

The CSP sends an End of Report notification to the Issuer (Registry), indicating the generation of the report is complete.

ASX Element Name

ISO20022 Element Name

Guidelines

ASX Element Name

ISO20022 Element Name

Guidelines

Report Type

Report Identification

Indicates the type of report generated. In this case, Total Cum Entitlement Balance (TCEB) will be populated.

Event Type

Notice Type

Indicates the report has been generated to completion and the resulting report output has been sent to the recipient. In this case, End of Report (ENRE) will be present.

Transaction Id

Query Reference

The Transaction Id of the report this notification is being sent for.

Security Code

Supplementary Data / Additional Report Parameters / Financial Instrument Identification

Indicates the Financial Product for which the Total Cum Entitlement Balance is being reported. Both Security Code and ISIN will always be present on the Holding Balance Report. Further details of Security Code and ISIN are detailed here

If the Financial Product has an APIR Code, then it will be provided. 

Corporate Action Event

Supplementary Data / Additional Report Parameters / Corporate Action Event

Indicates the corporate action for which the balance is being reported. The value provided is a concatenation of the following:

  • Corporate Action Event Id - the unique numeric identifier of the corporate action;

  • Corporate Action Type - a code beginning with “C” present in the Proprietary Code List (BasisOfMovementCode) that indicates the type of corporate action; and

  • The Ex Date of the corporate action.

The value will be constructed as: “<Corporate Action Event Id>|<Corporate Action Type>|<Ex Date>".

Report Entries Count

Supplementary Data / Additional Report Parameters / Report Entries Count

Indicates the number of repeating group entries per report with the same Transaction Id. In this case '1' will be present.