Operational Procedures & Guidelines

This section covers: ASX Settlement Procedure Guidelines (APG)

Children Page APG Changes Content Pages Section 01 - Introduction to this guide Section 02 - CHESS overview Section 03 - Participation in the settlement facility Section 04 - Account administration Section 05 - Holding administration locks Section 06 - Transfers and conversions between subregisters Section 07 - Transfers between CHESS accounts Section 08 - Market trade processing Section 09 - Settlement Section 10 - Corporate action principles Section 11 - Corporate actions Section 12 - Acquisitions and other events Section 13 - Cash Market Margining (CMM) Section 14 - Collateral for Exchange Traded Options Section 15 - Primary market facility Section 16 - CHESS depositary interests Section 17 - Exchange traded funds: in-specie applications and redemptions Section 18 - Warrants Section 19 - Exchange-traded Australian Government Bonds Section 20 - Claims for entitlements Section 22 - Issuer (registry) procedures Section 21 - Reporting Section 23 - mFund settlement service Section 24 - Foreign tax compliance Section 25 - Real Time Gross Settlement (RTGS) Glossary

Children Page APG Changes Content Pages Section 01 - Introduction to this guide Section 02 - CHESS overview Section 03 - Participation in the settlement facility Section 04 - Account administration Section 05 - Holding administration locks Section 06 - Transfers and conversions between subregisters Section 07 - Transfers between CHESS accounts Section 08 - Market trade processing Section 09 - Settlement Section 10 - Corporate action principles Section 11 - Corporate actions Section 12 - Acquisitions and other events Section 13 - Cash Market Margining (CMM) Section 14 - Collateral for Exchange Traded Options Section 15 - Primary market facility Section 16 - CHESS depositary interests Section 17 - Exchange traded funds: in-specie applications and redemptions Section 18 - Warrants Section 19 - Exchange-traded Australian Government Bonds Section 20 - Claims for entitlements Section 22 - Issuer (registry) procedures Section 21 - Reporting Section 23 - mFund settlement service Section 24 - Foreign tax compliance Section 25 - Real Time Gross Settlement (RTGS) Glossary