Content Pages

Section 01. Introduction to this Guide

• 1.1 Source

• 1.2 Purpose

• 1.3 Scope

• 1.4 Additional Information

• 1.5 Context

• 1.6 Availability

• 1.7 Maintenance and Updates

• 1.8 Feedback

• 1.9 Further Assistance

Section 02 - CHESS overview

• 2.1 CHESS Concepts

  • 2.1.1 Some CHESS History

  • 2.1.2 The Financial and Legal Structure of the Market

  • 2.1.3 CHESS Subregister

  • 2.1.4 Approved Financial Products

  • 2.1.5 Regulation S: Offerings and Sales of Securities on ASX

  • 2.1.6 Holders

  • 2.1.7 Sponsorship of Holders

  • 2.1.8 Sponsorship Agreements

  • 2.1.9 CHESS Communications with Sponsored Holders

  • 2.1.10 CHESS Holding Subpositions

  • 2.1.11 Financial Products Subject to Foreign Ownership Restrictions

  • 2.1.12 Users of CHESS

  • 2.1.13 Fees and Charges

• 2.2 CHESS Processing Schedule

• 2.3 CHESS Connectivity

Section 03 - Participation in the settlement facility

• 3.1 ASX Participation Concepts

• 3.2 Trading Participants 

  • 3.2.1 Trade Acceptance Service 

• 3.3 Clearing Participants

  • 3.3.1 Direct Clearing Participants

  • 3.3.2 General Clearing Participants

• 3.4 Settlement and Sponsoring Participants

  • 3.4.1 General Settlement Participant

  • 3.4.2 Specialist Settlement Participant

  • 3.4.3 Account Participants

  • 3.4.4 Product Issuer Settlement Participants

• 3.5 Becoming a Participant

• 3.6 Changing Participant Details

• 3.7 Withdrawal from Participation

• 3.8 Participant Group Structures

• 3.9 Payment Facilities

  • 3.9.1 Payment Facilities for Batch Settlement

  • 3.9.2 Payment Facilities for RTGS - Bilateral Demand Settlement Instructions

  • 3.9.3 Establishing a Payment Facility

  • 3.9.4 Changing Payment Providers

  • 3.9.5 Updating a Payment Facility

  • 3.9.6 Cancelling a Payment Facility

• 3.10 Participant Systems

  • 3.10.1 Host System Concepts

• 3.11 Communications

  • 3.11.1 Urgent Communications 

Section 04 - Account administration

• 4.1 - Establishing a CHESS Holder and allocating a HIN

• 4.2 - Registration Name and Address Standards

  • 4.2.1 - Registration Concepts

  • 4.2.2 - Registered Name Standards

  • 4.2.3 - Permitted ASCII Characters per Field

  • 4.2.4 - Registration Address Standards

  • 4.2.5 - Communication Preference

• 4.3 - Provision of Email Addresses

  • 4.3.1 - Email Address

  • 4.3.2 - Updates or Cancellation to an Email Address

• 4.4 - Provision of Tax File Numbers (or TFN Exemption Codes) and Australian Business Numbers

  • 4.4.1 - Submitting TFNs, TFN Exemption Codes and ABNs for CHESS Holdings

  • 4.4.2 - Submitting TFNs, TFN Exemption Codes and ABNs for Transfers between Subregisters

• 4.5 - Provision of Bank Account Details

  • 4.5.1 - Submitting Bank Account Details for CHESS Holdings

• 4.6 - Issuer (Registry) Objection to Account (HIN) Registration Details

  • 4.6.1 - CHESS Account (HIN) Details

  • 4.6.2 - Issuer Sponsored Holdings

• 4.7 - CHESS Account (HIN) Modification

  • 4.7.1 - ASX Expectations Regarding Authority to Change Account (HIN) Details

  • 4.7.2 - Supporting Documentation Requirements

  • 4.7.3 - Changing an Account (HIN)’s Registration Details but NOT Legal Title

  • 4.7.4 - Changing an Account (HIN)’s Registration Details AND Legal Title

  • 4.7.5 - Changing an Account (HIN)'s Type

• 4.8 - Change of Controlling Participant for a CHESS Account (HIN)

  • 4.8.1 - Changing the Controlling Participant for One Account (HIN)

  • 4.8.2 - Changing the Controlling Participant for Multiple Accounts (HINs) (Bulk Movement)

  • 4.8.3 - Transferring a Holding across Participants

  • 4.8.4 - Controlling Participant Enquiries

• 4.9 - Account and Holder Locking

  • 4.9.1 - Notification of a Deceased Holder

  • 4.9.2 - Death of an Individual Holder

  • 4.9.3 - Death of a Joint Holder

  • 4.9.4 - Notification of a Bankrupt Holder

  • 4.9.5 - Bankruptcy of an Individual Holder

  • 4.9.6 - Bankruptcy of a Joint Holder

  • 4.9.7 - Court Order

  • 4.9.8 - Non-specific

  • 4.9.9 - Processing an Account and Holder Lock

• 4.10 - Account and Holder Unlocking

  • 4.10.1 Death of a Holder

  • 4.10.2 - Bankruptcy of a Holder

  • 4.10.3 - Court Order

  • 4.10.4 - Processing an Account and Holder Unlock

• 4.11 Account and Holder Locking/Unlocking - Subregister Conversions

  • 4.11.1 Conversions due to Death

  • 4.11.2 Conversions due to Bankruptcy

  • 4.11.3 - Processing a Subregister Conversion due to a Death or Bankruptcy

• 4.12 - Cancellation of Accounts (HINs)

Section 05 - Holding administration locks

• 5.1 Holding Administration Locking (Holding Locks)

• 5.2 Holding Administration Unlocking

Section 06 - Transfers and conversions between subregisters

• 6.1 - Securityholder Reference Number (SRN) and Holding Balance Enquiry

• 6.2 - Registration Identifier (RGID)

• 6.3 - Conversion Concepts

  • 6.3.1 - Warranties

  • 6.3.2 - Carrying Forward of Standing Instructions

• 6.4 - Issuer Sponsored to Participant Conversion

• 6.5 - Participant to Issuer Sponsored Conversions  

• 6.6 - Transfers between subregisters

  • 6.6.1 - Warranties

  • 6.6.2 - Issuer Sponsored to Participant Transfer

  • 6.6.3 - Participant to Issuer Sponsored Transfer

• 6.7 - Conversion Requests Approaching Record Date

• 6.8 - Off Market Issuer Sponsored Transfers

• 6.9 - Movement Between Offshore and Australian Registers (Shunting) 

  • 6.9.1 - Movement from a Foreign Register 

  • 6.9.2 - Movement to a Foreign Register 

• 6.10 - CHESS Housekeeping For Unmatched Transactions

Section 07 - Transfers between CHESS accounts

• 7.1 -Transfer Concepts

  • 7.1.1 - Unilateral Transfers

  • 7.1.2 - Bilateral Transfer

  • 7.1.3 - Warranties and Indemnities

  • 7.1.4 - On or Off Market Designation

  • 7.1.5 - Transfer Requesting a Foreign to Foreign Allocation

  • 7.1.6 - CHESS Tiered Tolerance Model for Matching Settlement Amounts

• 7.2 - Demand Transfers

  • 7.2.1 - Unilateral Demand Transfers

  • 7.2.2 - Bilateral Demand Transfer

  • 7.2.3 - Bilateral Demand Settlement Instruction

  • 7.2.4 - Secondary Matching Flag

  • 7.2.5 - Settlement Link

• 7.3 - Transfers between subregisters

• 7.4 - Settlement Transfer Process

  • 7.4.1 - Notified Trades and (Novated Gross Market Trades (NGMTs))

  • 7.4.2 - Unilateral Settlement Instruction

  • 7.4.3 - Bilateral Settlement Instruction

  • 7.4.4 - Transaction Basis

• 7.5 - Matching Settlement Notifications

  • 7.5.1 - Unmatched Settlement Transactions

  • 7.5.2 - Matched Settlement Notifications

  • 7.5.3 - Accepting Part Settlement

• 7.6 - Change Settlement Transaction Details

  • 7.6.1 - Maintain Bilateral and Unilateral Settlement Instruction

  • 7.6.2 - Removing or Cancelling a Settlement Instruction from Settlement.

• 7.7 - Securities Lending 

• 7.8 - Cancellation Concepts

• 7.9 - Removing a Cancellation Request

• 7.10 - CHESS Housekeeping For Unmatched Transactions

Section 08 - Market trade processing

• 8.1 - Order processing

• 8.2 - Trade Processing

• 8.3 - Novation

• 8.4 - Transactions with Non-Participant Clients

  • 8.4.1 - Settlement

  • 8.4.2 - Entrepot Holdings

  • 8.4.3 - Sale by a Participant Sponsored Client

  • 8.4.4 - Sale by an Issuer Sponsored Client

  • 8.4.5 - Purchase by a Participant Sponsored Client

  • 8.4.6 - Purchase by an Issuer Sponsored Client

Section 09 - Settlement

• 9.1 - Settlement Principles

  • 9.1.1 - Delivery versus Payment (DvP) Settlement

  • 9.1.2 - Free of Payment (FOP) Delivery

  • 9.1.3 - Settlement of Market Trades

  • 9.1.4 - Settlement of Off Market Transactions

  • 9.1.5 - Settlement Linking

  • 9.1.6 - Settlement Locks

  • 9.1.7 - Batch Settlement Overview

  • 9.1.8 - Preparing for Settlement using an Entrepot

  • 9.1.9 - Delivering Financial Products Subject to Foreign Ownership Restrictions

  • 9.1.10 - Payment Facilities

  • 9.1.11 - Accepting Part Settlement

  • 9.1.12 - Reporting to Participants

  • 9.1.13 - Failure to Meet Settlement and Cash Market Margin Obligations

  • 9.1.14 - Automatic Close-Out Requirement

  • 9.1.15 - Participant Suspension and Payment Provider Suspension

  • 9.1.16 - Isolate Counterparty

• 9.2 - Settlement Cut-off

  • 9.2.1 - Extension to Settlement Cut-off

• 9.3 - Initiating the Batch Settlement Process

  • 9.3.1 - Settlement Obligations – Units

  • 9.3.2 - Settlement Obligations – Funds

  • 9.3.3 - The CHESS Settlement Algorithm

• 9.4 - Finalise Batch Settlement

  • 9.4.1 - Batch Settlement Funds Movement

  • 9.4.2 - Movement of units and settlement completion

  • 9.4.3 - Cancellation of batch settlement

• 9.5 - Default Management

  • 9.5.1 - Back-out algorithm

  • 9.5.2 - Potential Increased Net Payment for a Participant with Multiple PIDs

• 9.6 - Delivering Financial Products Subject to Foreign Ownership Restrictions

• 9.7 - Demand Settlement of Fails After DvP Settlement

• 9.8 - Standard Settlement Price for Failed Net Obligations

  • 9.8.1 - Average Settlement Price Per Unit

Section 10 - Corporate action principles

• 10.1 - Corporate Action Concepts

  • 10.1.1 - The Ex Period

  • 10.1.2 - Basis of Movement

  • 10.1.3 - Deferred Settlement

  • 10.1.4 - Subregister Movements Approaching Record Date

  • 10.1.5 - Isolate Counterparty

  • 10.1.6 - Financial Product Movement Reasons

• 10.2 - Diary Adjustments

  • 10.2.1 - Automatic Diary Adjustments

• 10.3 - Security Code Changes

  • 10.3.1 Security Code change

  • 10.3.2 - Security Code Changes - Class Mergers

  • 10.3.3 Processing a Security Code Change or Class Merger

• 10.4 - Effect on Subpositions - Reconstructions

• 10.5 - Suspension of a CHESS Subregister

• 10.6 - Closure of a CHESS Subregister

• 10.7 - Late Company Notice of a Corporate Action

• 10.8 - Franking Credits

Section 11 - Corporate action principles

• 11.1 - Bonus Issue

• 11.2 - Calls

  • 11.2.1 - Limited Liability Companies

  • 11.2.2 - No-Liability Companies

  • 11.2.3 - Forfeiture

  • 11.2.4 - Archiving

  • 11.2.5 - Distribution or Claim Following Forfeiture

• 11.3 - Capital Repayment

• 11.4 - Change in a Financial Product’s Ranking

• 11.5 - Delisting

• 11.6 - Distribution in Specie

• 11.7 - Dividend, Interest and Trust Distribution Payments

• 11.8 - Dividend Reinvestment Plan and Bonus Share Plan Elections

  • 11.8.1 - Participant Initiated DRP/BSP Elections and Cancellations

  • 11.8.2 - Issuer (Registry) Initiated DRP/BSP Cancellations

  • 11.8.3 - Participant initiated DRP/BSP Election Enquiries

• 11.9 - Entitlement Issue

  • 11.9.1 - Accelerated Entitlement Issue

  • 11.9.2 - Non Renounceable Entitlement Issue (includes the retail component of an Accelerated Non Renounceable Issue)

  • 11.9.3 - Renounceable Entitlement Issue (includes the retail component of an Accelerated Renounceable Issue)

• 11.10 - Non Pro Rata Offer

• 11.11 - Note Conversions and Option Exercises

  • 11.11.1 - Periodic Option Exercise or Note Conversions

  • 11.11.2 - Option Exercise or Note Conversions Prior to Final Expiry

  • 11.11.3 - Options or Convertible Note Ad Hoc Exercise

  • 11.11.4 - Lapse on Expiry

• 11.12 - Reorganisation of Capital - Security Consolidation or Split

• 11.13 - Security Purchase Plan

Section 12 - Acquisitions and other events

• 12.1 - Introduction

• 12.2 - On-Market Takeover

• 12.3 - Off-Market Takeover - Overview

  • 12.3.1 - Accepting an Off-Market Bid/Offer

  • 12.3.2 - Accepting an Off-Market Bid/Offer for Securities Traded during the Bid/Offer Period

  • 12.3.3 - Withdrawing an Acceptance for an Off-Market Bid/Offer

  • 12.3.4 - A Conditional Off-Market Bid/Offer Becomes Unconditional

  • 12.3.5 - Closing a Successful Off-Market Bid/Offer

  • 12.3.6 - Finalising a Successful Off-Market Bid/Offer

  • 12.3.7 - Completing a Lapsed Off-Market Bid/Offer

  • 12.3.8 - Compulsory Acquisition

• 12.4 - Proportional Off-Market Takeover Offers

• 12.5 - Buy-Backs - Overview

  • 12.5.1 - On-Market Buy-Back

  • 12.5.2 - Off-Market Equal Access Buy-Back

  • 12.5.3 - Equal Access Buy-Back through CHESS

• 12.6 - Scheme of Arrangement - Overview

• 12.7 - Maturity and Redemption

  • 12.7.1 - Maturity

Section 13 - Cash Market Margining (CMM)

• 13.1 - Cash market margining overview

• 13.2 - Cash market margining concepts

• 13.3 - Margin settlement processing

  • 13.3.1 - Daily margin settlement confirmation 

  • 13.3.2 - Change margin settlement amount

• 13.4 - Excess cash standing instruction processing

  • 13.4.1 - Lodgement of excess cash standing instruction

  • 13.4.2 - Change or removal of excess cash standing instruction

  • 13.4.3 - Summary of excess cash standing instruction

• 13.5 - Non-cash collateral processing

  • 13.5.1 - Non-cash collateral concepts

  • 13.5.2 - Non-cash collateral transfer and release

  • 13.5.3 - Collateral removal warning due to expiry of securities

• 13.6 - Daily collateral statement processing

• 13.7 - Daily interest earned processing

Section 14 - Collateral for Exchange Traded Options

• 14.1 - Collateral concepts

• 14.2 - Creating or augmenting collateral

• 14.3 - Removing or reducing collateral 

• 14.4 - ASX Clear removes collateral

• 14.5 - Collateral removal warning due to expiry of securities

• 14.6 - ASX Clear claims the collateral

Section 15 - Primary market facility

• 15.1 - Primary Market Facility Overview

• 15.2 - Settlement of Allocation Interests

Section 16 - CHESS depositary interests

• 16.1 - CDI Concepts

• 16.2 - CDI Registers

• 16.3 - Identification of CDIS

• 16.4 - Corporate Actions

  • 16.4.1 - Voting at Meetings

• 16.5 - Transmutation of CDIs

  • 16.5.1 - Transmutation of Foreign Securities to CDIs

  • 16.5.2 - Transmutation of CDIs to Foreign Securities

  • 16.5.3 - Transmutation of Government Bond Depositary Interests

Section 17 - Exchange traded funds: in-specie applications and redemptions

• 17.1 - Exchange Traded Funds: In-specie Applications and Redemptions Overview

• 17.2 - ETF Unit Creation (Primary Market)

• 17.3 - ETF Unit Redemption (Primary Market)

Section 18 - Warrants

• 18.1 - Warrants Overview

  • 18.1.1 - Establishing a Warrant Issuer’s Agent

  • 18.1.2 - Reporting for Warrant Issuer’s Agents

• 18.2 - Warrant Delivery

  • 18.2.1 - Create Inventory of Warrant Units for the Warrant Issuer’s Agent

  • 18.2.2 - Warrant Delivery by the Warrant Issuer’s Agent to the CHESS Subregister

  • 18.2.3 - Warrant Delivery by the Warrant Issuer’s Agent to the Issuer Sponsored Subregister

  • 18.2.4 - Warrant Delivery by Issuer (Registry) to CHESS Subregister

• 18.3 - Warrant Exercise on the CHESS Subregister

  • 18.3.1 - Warrant Issuer’s Agent Initiated Warrant Exercise

  • 18.3.2 - Issuer (Registry) Initiated Warrant Exercise

• 18.4 - Warrant Rollover Processing on the CHESS Subregister

  • 18.4.1 - Processing Rolling Instalment Resets

Section 19 - Exchange-traded Australian Government Bonds

• 19.1 - Introduction

• 19.2 - Exchange-traded Australian Government Bonds

• 19.3 - Unique Characteristics of exchange-traded AGBs

• 19.4 - Security Attributes

  • 19.4.1 - ASX Code Convention

• 19.5 - Coupon Interest Payments

• 19.6 - Maturity

  • 19.6.1 - Close of CHESS Subregister

• 19.7 - Investor Information Statements and Terms and Conditions

• 19.8 - Conversion by Australian Government

Section 20 - Claims for entitlement

• 20.1 - Entitlements

• 20.2 - Transfer and Compensation of Franking Credits

• 20.3 - Managing Entitlements

  • 20.3.1 - Lapsing and Reducing an Entitlement to Renounceable Rights

  • 20.3.2 - Lapsing and Reducing an Entitlement to Non Renounceable rights

  • 20.3.3 - Conversion or Expiry of Convertible Securities

  • 20.3.4 - Call Payments for No Liability Status Companies

  • 20.3.5 - Call and Instalments – Entities except No Liability Companies

Section 21 - Reporting

• Section 21 - Reporting

  • 21.1 - Reporting Concepts

    • 21.1.1 - Reporting via CHESS Messages

    • 21.1.2 Pagination

  • 21.2 - Timing of Demand Reports

    • 21.2.1 - Processing Period

  • 21.3 - Default Parameters for Demand Report Requests

  • 21.4 - CHESS Response Times for Demand Reporting

  • 21.5 - End of Day Reports

    • TSBL - Total Security Balance

    • TCEB - Total Cum Entitlement Balance

    • CEBL - Cum Entitlement Balance

    • HMVT - Holding Movement

    • CEMV - Cum Entitlement Movement

    • NNDP - Netted Obligation Report

  • 21.6 - Demand Report Reference

    • CEBL - Cum Entitlement Balance

    • CFBL - Counterparty Funds Balance

    • CEMV - Cum Entitlement Net Movement

    • DSM - Demand Holding Statement Request

    • HBAL - Holding Balance

    • ACNT - Account Notification Reporting

    • HMVT - Holding Net Movement

    • HSBL - Holding Subposition Balance

    • OBLG - Obligation Status Report

  • 21.7 - Report Information

    • Static Data Reports

    • Balance Reports

  • 21.8 - Requesting a Report

  • 21.9 - End of Report Notification

  • 21.10 - End of Overnight Reporting Notification

  • 21.11 - Projected Funds Obligation

  • 21.12 - Archive Reporting

  • 21.13 - Special Reporting

Section 22 - Issuer (registry) procedures

• 22.1 - Registration Name and Address Standards

  • 22.1.1 - CHESS Sponsored Holdings

  • 22.1.2 - Communication Preference

• 22.2 - Investor Details

  • 22.2.1 - Provision of Tax File Numbers (or TFN Exemption Codes) and Australian Business Numbers

  • 22.2.2 - Provision of Bank Account Details

• 22.3 - Issuer (Registry) Objection to Account (HIN) Registration Details

  • 22.3.1 - CHESS Account (HIN) Details

  • 22.3.2 - Issuer Sponsored Holdings

• 22.4 - Securityholder Reference Number (SRN) and Holding Balance Enquiry

• 22.5 - Transfers and Conversions between Subregisters

  • 22.5.1 - Issuer Sponsored to Participant Conversion

  • 22.5.2 - Participant to Issuer Sponsored Conversions

  • 22.5.3 - Carrying Forward of Standing Instructions

  • 22.5.4 - Issuer Sponsored to Participant Transfer

  • 22.5.5 - Participant to Issuer Sponsored Transfer

• 22.6 - Financial Products Subject to Foreign Ownership Restrictions

  • 22.6.1 - Divestment

• 22.7 - Corporate Actions

  • 22.7.1 Cum Entitlement Balances

• 22.8 - Dividend Reinvestment Plan and Bonus Share Plan Elections and Enquiries

• 22.9 - Holding Adjustments

• 22.10 - Reversals (of Financial Product Movements)

• 22.11 - Products

• 22.12 - Cessation of Quotation of Securities

• 22.13 - Reconciliation and Reporting

  • 22.13.1 - Reconciliation Types

• 22.14 - Change of Registry

  • 22.14.1 - Change of Registry

  • 22.14.2 - Change of Location for Existing Registry

• 22.15 - CHESS Holding Statements

Section 23 - mFund settlement service

• 23.1 - mFund Settlement Service Overview

• 23.2 - Key Roles within mFund Settlement Service

  • 23.2.1 - Product Issuer Settlement Participant (PISP)

  • 23.2.2 - AQUA Product Issuer

  • 23.2.3 - Registry

  • 23.2.4 - Settlement Participant

  • 23.2.5 - Account Participant

• 23.3 - Becoming a Participant

• 23.4 - Payment Facilities

• 23.5 - mFund Coding Guide

• 23.6 - Settlement Processing

  • 23.6.1 - Settlement Timetable

  • 23.6.2 - Failure to Settle – Funding

  • 23.6.3 - Failure to Deliver Units

• 23.7 - mFund Settlement Service Processing

  • 23.7.1 - Application for Units in mFund Products

  • 23.7.2 - Application for Units in mFund Products

  • 23.7.3 - Redemption of Units in mFund Products

  • 23.7.4 - Investor Data and Foreign Tax Status

  • 23.7.5 - Cancellation of a Request by a PISP

  • 23.7.6 - Cancellation of a Request by a Participant

  • 23.7.7 - Unit Adjustment and Confirmations

• 23.8 - mFund Change of PISP and Unit Registry

  • 23.8.1 - Notification of Request to Change PISP and/or Unit Registry

  • 23.8.2 - Timetable for Change of PISP/Registry

  • 23.8.3 - Creation of a New PISP UIC

  • 23.8.4 - Creation of a New Issuer UIC

  • 23.8.5 - Issues with change of PISP/registry

  • 23.8.6 - Resignation of Relinquishing PISP UIC and Payment Facilities

  • 23.8.7 - Resignation of a PISP

• 23.9 - Distribution Election Amendments

• 23.10 - Distribution Advice Notifications

• 23.11 - Conversions between Fund Subregisters

• 23.12 - Issuer Sponsored Fund Holding Balance Enquiry

• 23.13 - Death of a Holder

• 23.14 - Reporting

Section 24 - Foreign tax compliance

• 24.1 - Introduction

• 24.2 - CHESS Foreign Tax Status Validation

Section 25 - Real Time Gross Settlement (RTGS)

• 25.1 - What is RTGS

• 25.2 - Participation in RTGS

  • 25.2.1 - Authorised Participants

  • 25.2.2 - RTGS Participant requirements

  • 25.2.3 - CHESS-RTGS Feeder System to RITS

• 25.3 - Value Thresholds

• 25.4 - Impact of Batch on RTGS Processing

• 25.5 - Treatment of Failed Transactions

• 25.6 - Archived Information

• 25.7 - Stages of the CHESS RTGS Settlement Process

  • 25.7.1 - Creation of RTGS Instruction

  • 25.7.2 - Testing in RITS

  • 25.7.3 - RITS Sends Advice to CHESS

  • 25.7.4 - Transfer of Financial Products Completed in CHESS

  • 25.7.5 - CHESS Advises Participants that Funds Movement Has Been Completed

• 25.8 - Financial Product Locking and Unlocking

  • 25.8.1 - Financial Product Locking

  • 25.8.2 - Settlement Unlocking

• 25.9 - Information Available to Banks about Participants’ RTGS Instructions

  • 25.9.1 - Information Banks Receive via the AIF Facility

  • 25.9.2 - Information Available to Banks via RITS

• 25.10 - Ceasing RTGS Business

  • 25.10.1 - Participant or Bank Initiated Ceasing of RTGS Business

  • 25.10.2 - Ceasing of RTGS Business due to ASXS Suspension of Payment Facility or Participant Cancellation

Glossary Terms