Module DA.ASX.API.Holding.AdminLock2Issuer_V001

Data Types

Admin holding locks disclosed to issuers

AdminLock2Issuer

FieldTypeDescription

unitQuantity	Numeric 6	Locked quantity (ASX: Unit Quantity)
reason	AdminLockReason_V001.AdminLockReason	Reason for the lock (ASX: Holding Lock Reason)

Module DA.ASX.API.Holding.AdminLockReason_V001

Data Types

Account level reasons for administration locks

NonSpecific

NOSL (ASX: Non-specific)

SubjectToCourtOrder

SCOL (ASX: Subject to Court Order)

ActionByAsxOperations

ASXL (ASX: Action by ASX Operations)

Module DA.ASX.API.Holding.CollateralType_V001

Data Types

ExchangeTradedOptionCover

CashMarketMarginCover

Module DA.ASX.API.Holding.Holding2Issuer_V001

Templates

FieldTypeDescription

operator	Party	The operator
issuer	Optional Party	The issuer
accountId	Account.Account_V001.K	The account ID of the holding
productId	Security.ProductId_V001.ProductId	The product ID of the holding
total	Numeric 6	The unit quantity of total balance
available	Numeric 6	The unit quantity of available balance
adminLocked	[AdminLock2Issuer_V001.AdminLock2Issuer]	The locked subpositions only under admin lock

• Choice Archive

Module DA.ASX.API.Holding.HoldingAdminLock_V001

Templates

FieldTypeDescription

operator	Party	The operator
actorParty	Optional Party	The Party of the controlling actor
accountId	Account.Account_V001.K	The account ID of the holding (ASX: Account Id)
securityId	Security.Security_V001.K	The security ID of the holding
future	Bool	Identifies if the lock if a future holding lock
validToDate	Optional Date	The date the lock is due to be released
reason	AdminLockReason_V001.AdminLockReason	The reason the holding admin lock was created

• Choice Archive

Data Types

Module DA.ASX.API.Holding.HoldingLockType_V001

Data Types

SettlementLock

SETL (ASX: Settlement Lock)

ExchangeTradedOptionCover

ETOC (ASX: Exchange Traded Option Cover)

CashMarketMarginCover

CMMC (ASX: Cash Market Margin Cover)

BidAcceptance

BIDA (ASX: Bid Acceptance)

Admin

HADM (ASX: Holding Administration Lock)

Module DA.ASX.API.Holding.HoldingLock_V001

Data Types

HoldingLock

FieldTypeDescription

lockType	HoldingLockType_V001.HoldingLockType	Type of lock (ASX: Subposition Type)
unitQuantity	Numeric 6	Locked quantity (ASX: Unit Quantity)
transactionId	Optional Text	Link to the Transaction Id of the request, if applicable (ASX: Related Transaction)
corporateActionEventId	Optional AssetServicing.CorporateActionEvent_V001.CorporateActionEventId	Link to the corporate action for a bid acceptance type (ASX: Corporate Action Event Id)
optionNumber	Optional Text	Option number value recorded against the corporate action event id (ASX: Option Number)
adminLockReason	Optional AdminLockReason_V001.AdminLockReason	Reason for the lock for HADM locks

Module DA.ASX.API.Holding.Holding_V001

Templates

FieldTypeDescription

operator	Party	The operator
actorParty	Optional Party	The Party of the controlling actor
accountId	Account.Account_V001.K	The account ID of the holding (ASX: Account Id)
productId	Security.ProductId_V001.ProductId	The product ID of the holding (ASX: Product Id)
available	Numeric 6	The unit quantity of the available balance (ASX: Available Balance)
locked	[HoldingLock_V001.HoldingLock]	The locked subpositions

• Choice Archive

Module DA.ASX.API.Holding.IssuerToParticipantMovementRequest_V001

Templates

FieldTypeDescription

operator	Party	The system operator
submittingParty	Optional Party	The party who requested the movement
transactionId	K	(ASX: Transaction Id)
participantReference	Optional Text	(ASX: Participant Reference)
supplementaryReference	Optional Text	(ASX: Supplementary Reference)
underlyingReference	Optional Text	(ASX: Underlying Reference)

• Choice Archive

FieldTypeDescription

operator	Party	The system operator
transactionId	K	(ASX: Transaction Id)
movementType	MovementType_V001.T	(ASX: Movement Type)
deliveringActorId	Actor.Actor_V001.K	A reference to a ledger 'Actor', representing the deliverer (ASX: Deliverer Actor Id)
deliveringParty	Optional Party	(ASX: Delivering Party)
receivingActorId	Actor.Actor_V001.K	A reference to a ledger 'Actor', representing the receiver (ASX: Receiver Actor Id)
receivingParty	Optional Party	(ASX: Receiving Party)
securityId	Security.Security_V001.K	Unique identifier of the traded security (ASX: Security Id)
deliveringAccountId	Account.Account_V001.K	(ASX: Delivering Account Identifier)
receivingAccountId	Account.Account_V001.K	(ASX: Receiving Account Identifier)
movementReason	MovementReason_V001.T	(ASX: Movement Reason)
unitQuantity	Numeric 6	(ASX: Unit Quantity)
transactionBasis	Text	(ASX: Transaction Basis)
registrationReference	Optional Text	(ASX: Registration Reference)
basisOfMovement	[Text]	(ASX: Basis of Movement)
guaranteedForeignIndicator	Optional Text	(ASX: Guaranteed Foreign Indicator)
account	AccountData	The relevant details of the account used within the movement request
holders	[HolderData]	The relevant details of the holder(s) of the account used within the movement request

• Choice Archive

Data Types

AccountData

FieldTypeDescription

accountId	Account.Account_V001.K	Identifier of the account for the movement request
accountName	Text	Name of the registered holder of the account
accountType	Account.AccountType_V001.T	The type of account (Sponsored, Direct, AccumulationEntrepot, SettlementEntrepot, or RegistrationIdentifier)
ownershipType	Account.AccountOwnershipType_V001.T	Account ownership type (Single or Joint)
mailingAddresseeLine	Text	The addressee line to be used for account statements
registeredAddress	Reference.Address_V001.T	The full address to be used for account statements
designation	Optional Text	Additional account information over and above the name of the registered holder
residencyIndicator	Account.ResidencyIndicator_V001.T	The residency of the account holder
accountStatus	Account.AccountHolderStatus_V001.T	The account status

HolderData

FieldTypeDescription

holderId	Text	Identifier of the holder for the movement request
holderName	Text	Legal name of the holder
holderType	Account.HolderType_V001.T	Type of holder
holderStatus	Account.AccountHolderStatus_V001.T	The holder status

Module DA.ASX.API.Holding.MovementReason_V001

Data Types

HolderInLiquidation

(ASX: HLLQ)

BalanceTransfer

(ASX: BLTR)

HolderRequest

(ASX: HLRQ)

DeceasedEstate

(ASX: DEST)

HolderBankrupt

(ASX: HLBK)

SecurityClosed

(ASX: SCCL)

WithdrawalOfParticipant

(ASX: WDPT)

IPOTransaction

(ASX: IPOO)

ActionByASXOperation

(ASX: ASXO)

Module DA.ASX.API.Holding.MovementType_V001

Data Types

Conversion

(ASX: ICVP)

Transfer

(ASX: ITRP)

Module DA.ASX.API.Holding.ParticipantToIssuerAccountLockedReason_V001

Data Types

SubjectToCourtOrder

(ASX: SCOL)

NonSpecific

(ASX: NOSL)

ActionByAsxOperations

(ASX: ASXL)

Module DA.ASX.API.Holding.ParticipantToIssuerMovementReason_V001

Data Types

SecurityClosed

(ASX: SCCL)

WithdrawalOfParticipant

(ASX: WDPT)

ActionByAsxOperations

(ASX: ASXO)

Module DA.ASX.API.Holding.ParticipantToIssuerMovementRequest_V001

Templates

FieldTypeDescription

operator	Party	The operator
transactionId	Text	Transaction identifier of the movement request (ASX: Transcation Id)
securityIds	[Security.Security_V001.K]	Security identifiers of the specific holdings requested to be converted / transferred (ASX: Security Id)
deliveringActorId	Optional Actor.Actor_V001.K	Actor identifier of the participant that delivers the units (ASX: Delivering Actor Id)
deliveringAccountId	Optional Account.Account_V001.K	Account identifier that delivers the units (Delivering Account Id)
movementType	ParticipantToIssuerMovementType_V001.ParticipantToIssuerMovementType	Type of movement (ASX: Movement Type)
movementReason	ParticipantToIssuerMovementReason_V001.ParticipantToIssuerMovementReason	Reason for the movement (ASX: Movement Reason)
unitQuantity	Optional (Numeric 6)	Number of units requested to be converted (ASX: Unit Quantity)
lockedReason	Optional ParticipantToIssuerAccountLockedReason_V001.ParticipantToIssuerAccountLockedReason	Lock reason of the holding at the time of the request (ASX: Locked Reason)
effectiveDate	Date	Date the movement becomes effective (ASX: Effective Date)
timeOfExecution	ParticipantToIssuerTimeOfExecution_V001.ParticipantToIssuerTimeOfExecution	Time of day the movement becomes effective (ASX: Time of Execution)

• Choice Archive

Module DA.ASX.API.Holding.ParticipantToIssuerMovementType_V001

Data Types

SecurityHoldingsConversion

(ASX: SHCV)

AccountHoldingsConversion

(ASX: AHCV)

ParticipantHoldingsConversion

(ASX: PHCV)

Module DA.ASX.API.Holding.ParticipantToIssuerTimeOfExecution_V001

Data Types

StartOfDay

(ASX: STDY)

EndOfDay

(ASX: ENDY)

Module DA.ASX.API.Holding.SrnEnquiry_V001

Templates

FieldTypeDescription

operator	Party	The system operator
transactionId	K	Transaction identifier of the enquiry (ASX: Transaction Id)
securityId	Security.Security_V001.K	Unique identifier of the traded security (ASX: Security Id)
requestingActorId	Actor.Actor_V001.K	A reference to a ledger 'Actor', representing the requestor (ASX: Requesting Actor Id)
requestingParty	Optional Party	Party who initiated the request (ASX: Requesting Party)
issuerParty	Optional Party	Party to respond to the request
registrationReference	Text	Reference of the registration identifier (ASX: Registration Reference)
securityholderReferenceNumber	Optional Text	SRN, if provided (ASX: Securityholder Reference Number)
account	AccountData	Account associated with the request
holders	[HolderData]	Holders associated with the account

• Choice Archive

Data Types

AccountData

FieldTypeDescription

accountId	Account.Account_V001.K	The unique identifier of the account (ASX: Account Identifier)
accountType	Account.AccountType_V001.T	The type of account (ASX: Account Type)
ownershipType	Account.AccountOwnershipType_V001.T	Account ownership type (ASX: Ownership Type)
name	Text	Name of the registered holder of the account (ASX: Account Name)
designation	Optional Text	Additional account information over and above the name of the registered holder, if available (ASX: Designation)
mailingAddresseeLine	Text	The addressee line to be used for account statements (ASX: Mailing Addressee Line)
registeredAddress	Reference.Address_V001.T	Address of registered holder of the account (ASX: Registered Address)
residencyIndicator	Account.ResidencyIndicator_V001.T	The residency of the account holder (ASX: Residency Indicator)
accountStatus	Account.AccountHolderStatus_V001.T	The account status (ASX: Account Status)

HolderData

FieldTypeDescription

holderId	Account.Holder_V001.K	The unique identifier of the holder (ASX: Holder Identifier)
holderType	Account.HolderType_V001.T	Type of holder (Individual or Organisation) (ASX: Holder Type)
name	Text	Name of the holder (ASX: Holder Name)
holderStatus	Account.AccountHolderStatus_V001.T	The holder status (ASX: Holder Status)