October 2020 - Documentation Release Notes
October 2020 - Documentation Release Notes
These release notes detail the scope of the October 2020 documentation release. Please note that from this point as we continue publishing market-facing documentation there is no correlation between the numbering of this publication to future CDE code drops.
This release is the seventh to include ASX Settlement Procedure Guidelines (APG) content. Sections released will be updated in subsequent releases as information becomes available. It also includes updates to some areas of functionality and messaging from a prior release. Full details are provided below. Updates to previously published functionality or corrections have been identified in orange on relevant pages. Changes to APG sections will be accompanied by a page history comparison per 1.7 Maintenance and Updates. Deletions, code snippets, hyperlinks, images, name changes and major updates to pages or tables are not marked in orange.
New documentation:
ASX Settlement Procedure Guidelines (APG)
Section 25 - Real Time Gross Settlement (RTGS); and
Glossary.
CHESS UI - Payment Provider Authorisation
Cutover and Migration, including Inflight Transactions
Documentation updated:
ASX Settlement Procedure Guidelines (APG), including:
Section 02 - CHESS overview;
Section 03 - Participation in the settlement facility;
Section 04 - Account administration;
Section 08 - Market trade processing;
Section 09 - Settlement;
Section 18 - Warrants; and
Section 23 - mFund settlement service.
Functional specifications, including:
Aggregate Funds Obligation
API Contract adjustments for:
Bilateral Settlement Instruction Cancellation Withdrawal;
Bilateral Demand Settlement Instruction;
Bilateral Demand Settlement Instruction Cancellation;
Bilateral Demand Transfer;
Bilateral Demand Transfer Cancellation; and
Unilateral Demand Transfer Process.
The Business Error Code List; and
Forward Release Plan and Environment updates in line with ASX’s formal response to consultation feedback and confirmed implementation timetable.
New and updated content supporting broader Technical Accreditation information:
Message Accreditation scripts for Reporting and Notifications.
A full archive of content prior to the October 2020 Documentation Release is available here for reference.
ASX Settlement Procedure Guidelines (APG)
The APG sections released include information regarding an overview Real Time Gross Settlement (RTGS), the RTGS processes and the locking and unlocking of RTGS. | ||
Glossary (NEW) | NEW page that lists all terms available in the Glossary. Refer to the Glossary Release Notes below for further details. | |
APG Changes (Update) | Updated to include changes related to Real time gross settlement and Glossary terms. | |
Content Pages (Update) | Updated to include a revised explanatory note as well as changes related to Real time gross settlement and Glossary terms. | |
Section 02 - CHESS overview (Update) |
Additional details of this change are available here. | |
Section 03 - Participation in the settlement facility (Update) |
Additional details of this change are available here. | |
Section 04 - Account administration (Update) |
Additional details of this change are available here. | |
Section 08 - Market trade processing (Update) |
Additional details of this change are available here. | |
Section 09 - Settlement (Update) |
Additional details of this change are available here. | |
Section 18 - Warrants (Update) |
Additional details of this change are available here. | |
Updated terminology and wording in Section 23.1 - mFund Settlement Service Overview from:
Additional details of this change are available here. |
Functional Specifications
Aggregate Funds Obligation Process (Update) |
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Change of Controlling Participant Process - Accepted (Updated) | Updated include under the Corporate Action Election Business Values and Rules section to correct the following; “DRP/BRP” → “DRP/BSP”. | |
Bilateral Settlement Instruction Cancellation Withdrawal Process (Update) | Updated Step 5 to amend the API Contract from “SettlementInstructions.Allegement (Allegement)“ → “SettlementInstructions.BilateralSettlementInstruction (BilateralSettlementInstruction)”. | |
Updated Step 6 to include the API Contract “Holding.Holding2Issuer | ||
Bilateral Demand Settlement Instruction Cancellation Process (Update) | Updated Step 5 to include the API Contract “Holding.Holding2Issuer | |
Bilateral Demand Transfer Process (Update) | Updated Step 12 to include the API Contract “Holding.Holding2Issuer | |
Updated Step 5 to include the API Contract “Holding.Holding2Issuer | ||
Unilateral Demand Transfer Process (Update) | Updated Step 4 to include the API Contract “Holding.Holding2Issuer |
Messaging
ISO 20022 Messaging - TM - Business Error Code List (Update) | Updated: ISO 20022 Messaging - TM - Business Error Code List The Business Error Code list has been updated to include the following revisions:
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Connectivity
NEW pages detailing the Payment Provider Authorisation functionality available to CHESS UI users. | ||
CHESS UI - Bulk Message Input (Update) | NEW placeholder page for Bulk Message Input functionality. | |
CHESS User Interface Overview (Update) | Updated to reflect the release of the User Account management documentation and a link to the Bulk Message Input placeholder page. | |
CHESS UI - Message Centre Overview (Update) |
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Acccounts API Contracts (Update) | Updated API Contract Catalogue entries to reflect CDE Code Drop 8. | |
Holdings API Contracts (Update) | ||
Demand Transfers API Contracts (Update) |
Environments
NEW documentation outlining the cutover and migration of CHESS to the CSP, including the activities to be performed by CHESS users and the ASX. This documentation provides an outline of the cutover, migration and inflight transactions only. Further documentation will be made available in subsequent releases. | ||
Environments Overview (Update) | Updates in line with ASX’s formal response to consultation feedback and confirmed implementation timetable. Refer to the October 2020 response for further information. | |
ITE Overview (Update) | Updates in line with ASX’s formal response to consultation feedback and confirmed implementation timetable. Refer to the October 2020 response for further information. | |
Technical Accreditation (Update) | These release notes detail the scope of the eighth release of technical accreditation information. Release 8 focuses on:
Updated: CHESS User by Feature, Message
Updated: Messaging Accreditation Scripts
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Release Notes
Forward Release Plan (Update) | Updates in line with ASX’s formal response to consultation feedback and confirmed implementation timetable. Refer to the October 2020 response for further information. | |
CHESS Replacement Scope (Update) |
Frequently Asked Questions (FAQs)
FAQs - Messaging (Update) | Updated to include a new messaging question; “Why are ISO message Supplementary Data child elements displayed at the same level as ‘Supplementary Data’ in message usage guidelines?“ | |
FAQs - Implementation and Transition (Update) | Updated to include I&T working group 07 October 2020 – webinar questions and answers. |
Glossary
Lists and defines terms used in technical documentation and the APG. This glossary is for general guidance only. It does not amend or replace any definitions used in any ASX rulebooks. | Updated the “Welcome to the Glossary Space” information box to include the following note on the usage of CHESS and CSP in the glossary:
Included the following new terms and definitions:
Updated the following terms and definitions:
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