CDE Instances for Issuer Registries

 

Registry environments will receive Payment Facility messages during the initial seeding process, to support the enabling of self-servicing capabilities for Issuer Registries. Payment Facility messages should be ignored by Issuer Registries. 

As part of CDE, ASX has released functionality which will allow Issuer Registries to commence testing. During the initial seeding process, ASX will seed data into all Issuer Registry CDE instances that is in accordance with the specific scenarios tabled below. The Issuer Registry will receive Account Notifications, Transfer and Conversion Confirmations, Transfer and Conversion Authorisation Requests and SRN Enquiry Requests which will allow them to test appropriate Issuer Registry action. 

The table below summarises the messages that an Issuer Registry will receive from the CSP as part of CDE and advises whether a response is required: 

Scenario

Requires Registry Response

Instructions from CSP to Share Registry

Scenario

Requires Registry Response

Instructions from CSP to Share Registry

Account Notification to notify of the increase of a holding from a zero balance

No

acct_002

Account Notification to notify of the decrease of a holding to a zero balance

No

acct_002

Account Notification and associated Transfer Confirmation relating to a Participant to Issuer Transfer Request

No

acct_002, hold_216

Conversion Confirmation notification that relates to a Participant to Issuer Conversion Request

No

acct_002, hold_216

Account Notification and associated Transfer Authorisation Request relating to an Issuer to Participant Transfer Request.  

Yes

acct_002, hold_212

Account Notification and associated Conversion Authorisation Request relating to an Issuer to Participant Conversion Request.  

Yes

acct_002, hold_212

Account Notification and associated SRN Enquiry Request relating to an SRN Enquiry Request   

Yes

acct_002, hold_217

Account Notification and associated SRN (Balance) Enquiry Request relating to an SRN (Balance) Enquiry Request

Yes

acct_002, hold_217

Account Notification that relates to an Account Modification that was initiated by a Participant.

No

acct_002

A notification to indicate a change in Sub-register status for specified Security Code

No

admn_851